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Founded in 2002 as an Independent Firm
Founded in 1999 as a Bank Subsidiary

Business Segments

Private Client: Individuals & Families

Institutional: Banks, Foundations, Endowments, Not-for-Profits

Retirement Plans: Qualified Retirement Plans (401(k), 403(b), Defined Benefit, etc.)

Geography

Headquarters: St. Louis, Mo.

Clients In: 34 States

International Clients: Yes

Employment

Partners: 4

Employees (Full Time): 30

Average Employee Tenure: 7+ years

Awards:
  • St. Louis Business Journal “Best Places to Work” – 2007, 2009, 2010 & 2011
  • Small Business Administration’s Entrepreneurial Success Award – 2013
Designations Held:
  • 23 Registered Investment Advisor Representatives (Series 65)
  • 3 Chartered Financial Analyst (CFA) Charterholders
  • 4 Certified Financial Planners (CFP)
  • 1 Certified Public Accountant (CPA)
  • 1 Certified Exit Planning Advisor (CEPA)
  • 1 Certified Retirement Planning Counselor (CRPC)
  • 1 Certificate in Performance Measurement (CIPM) Designation Holder
  • 3 ASPPA Qualified 401(k) Administrator (QKA)
  • 1 ASPPA Qualified Pension Administrator (QPA)

Clients & Assets

Assets Under Management as of 12/31/16:

Private Client: $908.7 million

Institutional: $218.9 million

Retirement Plans: $281.9 million

Total: $1.3 billion

Minimum Relationship: $1 million