9 Mar 2016

Naming Names on Broker Misconduct

When we started this business more than 13 years ago, I maintained a¬†scrapbook of article clippings that I called “The Big Book of Broker Misdeeds.” At the time, we were coming out of the tech wreck and there were tons of articles about how brokers steered widows and orphans into unsuitable hot technology funds during the bubble years that blew apart when they fell back to earth. I know a… Read More